MIFID II Essentials
€ 295
Learn the basics of MIFID II
SKU:
81110
Categories: Compliance, Governance
Additional information
Level |
Starter and intermediate |
---|---|
Duration |
8 hours |
Certification |
Official Competance Certificate |
Reviews (0)
Be the first to review “MIFID II Essentials” Cancel reply
Description
Insights in MiFID IIThe MiFID II (Markets in Financial Instruments Directive II) Course is designed to provide participants with a comprehensive understanding of the regulatory framework and requirements introduced by MiFID II. This course aims to equip professionals in the financial industry with the knowledge and insights necessary to navigate the complexities of MiFID II compliance and its impact on their organizations. Insights: MiFID II Regulatory Framework: The course begins by providing participants with a detailed overview of the MiFID II regulatory framework. Participants will gain insights into the key objectives, scope, and main provisions of MiFID II, including its impact on various market participants such as investment firms, trading venues, and investors. Investor Protection and Market Transparency: Participants will explore the investor protection measures introduced by MiFID II, including the requirements for client classification, suitability and appropriateness assessments, best execution, and inducements. They will also gain insights into the provisions aimed at increasing market transparency, such as pre- and post-trade transparency requirements and transaction reporting obligations. Organizational Requirements and Conduct of Business Rules: The course delves into the organizational requirements imposed by MiFID II on investment firms. Participants will gain insights into the governance, risk management, compliance, and record-keeping obligations under MiFID II. They will also explore the conduct of business rules, including conflicts of interest management, product governance, and the provision of investment advice. Trading and Market Structure: Participants will gain an understanding of the changes in trading and market structure brought about by MiFID II. They will explore the impact of MiFID II on trading venues, systematic internalizers, and the introduction of new trading obligations such as the trading obligation for derivatives. Participants will also gain insights into the impact of MiFID II on algorithmic and high-frequency trading. Transaction Reporting and Data Requirements: The course provides participants with a comprehensive understanding of the transaction reporting obligations under MiFID II. Participants will gain insights into the data fields to be reported, the reporting timelines, and the requirements for data quality and accuracy. They will also explore the challenges and considerations in implementing robust transaction reporting systems. MiFID II Enforcement and Compliance: Participants will gain insights into the enforcement mechanisms and compliance requirements under MiFID II. They will explore the roles and responsibilities of regulators, the potential sanctions for non-compliance, and the importance of implementing effective compliance programs and internal controls. Brexit and MiFID II: The course covers the implications of Brexit on MiFID II and the impact on market participants operating in the European Union (EU) and the United Kingdom (UK). Participants will gain insights into the transitional arrangements, equivalence regimes, and potential challenges arising from the UK's departure from the EU. Emerging Developments and Future Trends: The course concludes by exploring emerging developments and future trends in the regulatory landscape. Participants will gain insights into ongoing regulatory initiatives, such as MiFID III, and the potential impact on the financial industry. They will also explore the implications of technological advancements, such as distributed ledger technology (DLT) and artificial intelligence (AI), on MiFID II compliance. Overall, the MiFID II Course provides participants with a comprehensive understanding of the regulatory requirements and implications of MiFID II. By gaining insights into the key provisions and their impact on the financial industry, participants will be well-equipped to navigate MiFID II compliance challenges and contribute to the effective implementation of the directive within their organizations. |
Program HighlightsProgram Duration: X weeks/months The MiFID II (Markets in Financial Instruments Directive II) Course is a comprehensive program designed to provide participants with in-depth knowledge and practical skills related to MiFID II compliance. The program aims to equip professionals in the financial industry with a thorough understanding of the regulatory framework, requirements, and implications of MiFID II. Program Structure: Module 1: Introduction to MiFID II
Module 2: Investor Protection and Market Transparency
Module 3: Organizational Requirements and Conduct of Business Rules
Module 4: Trading and Market Structure
Module 5: Transaction Reporting and Data Quality
Module 6: MiFID II Enforcement and Compliance
Module 7: Brexit and MiFID II
Module 8: Emerging Developments and Future Trends
Upon successful completion of the MiFID II Course, participants will have a comprehensive understanding of the regulatory framework, requirements, and implications of MiFID II. They will be equipped with the knowledge and skills necessary to navigate the complexities of MiFID II compliance and contribute to the effective implementation of the directive within their organizations. |
ResultsThe MiFID II (Markets in Financial Instruments Directive II) Course delivers a range of valuable results for participants, equipping them with the necessary knowledge, skills, and capabilities to navigate the complexities of MiFID II compliance and its impact on their organizations. By the end of the course, participants can expect to achieve the following results: Comprehensive Understanding: Participants will have developed a comprehensive understanding of the regulatory framework, objectives, and provisions of MiFID II. They will grasp the nuances of MiFID II requirements and their implications for various market participants, enabling them to interpret and apply the directive effectively. Regulatory Compliance Expertise: Participants will possess a deep understanding of the compliance obligations under MiFID II. They will be equipped with the knowledge and skills necessary to ensure their organizations' compliance with key provisions, including investor protection measures, market transparency requirements, organizational obligations, and transaction reporting. Risk Mitigation and Governance: Participants will gain insights into the governance, risk management, and compliance requirements imposed by MiFID II. They will be able to identify and address potential risks, implement effective risk management frameworks, and establish robust governance structures within their organizations to ensure regulatory compliance. Enhanced Client Protection: Participants will acquire the skills and knowledge to effectively protect clients' interests under MiFID II. They will understand the requirements for client classification, suitability assessments, and best execution. Participants will be able to implement robust processes and procedures to ensure the appropriate treatment and protection of clients. Market Transparency and Reporting: Participants will develop expertise in the area of market transparency and reporting obligations. They will understand the pre- and post-trade transparency requirements, transaction reporting obligations, and data quality standards. Participants will be capable of implementing efficient reporting systems and ensuring compliance with reporting timelines and data accuracy. Effective Compliance Programs: Participants will learn how to develop and implement effective compliance programs tailored to their organizations' needs. They will understand the importance of establishing internal controls, conducting regular risk assessments, and maintaining compliance documentation. Participants will be able to navigate the complexities of MiFID II enforcement and demonstrate a commitment to regulatory compliance. Brexit and Post-Brexit Adaptation: Participants will gain insights into the implications of Brexit on MiFID II and the challenges it presents. They will understand the transitional arrangements, equivalence regimes, and considerations for market participants operating in both the European Union (EU) and the United Kingdom (UK). Participants will be well-prepared to adapt to the evolving post-Brexit regulatory landscape. Industry Relevance and Professional Growth: Participants will stay up to date with the latest developments in the regulatory landscape, including emerging trends and future regulatory initiatives. They will be equipped to navigate the evolving regulatory environment, embrace technological advancements, and contribute to the professional growth of their organizations. The MiFID II Course provides participants with the necessary knowledge, skills, and insights to effectively navigate MiFID II compliance and its impact on their organizations. By achieving these results, participants are well-prepared to meet regulatory obligations, enhance client protection, and contribute to the overall integrity and transparency of financial markets. |
Program
Related products
COSO Enterprise Risk Management
€ 385
Enhance your risk management prowess with our esteemed COSO ERM course. Prepare yourself to excel in today's dynamic business landscape through advanced expertise in the renowned Committee of Sponsoring Organizations of the Treadway Commission (COSO) framework.
Our comprehensive course provides an in-depth understanding of COSO ERM, encompassing its five essential components: internal environment, objective setting, event identification, risk assessment, and risk response. Learn to implement the COSO framework to elevate risk management effectiveness across various organizational functions.Key Benefits:
Comprehensive Knowledge: Gain a profound understanding of the COSO ERM framework and its practical application in real-world scenarios.
Practical Application: Translate theory into action with hands-on exercises and engaging case studies, allowing you to confidently implement the framework in your organization.
Industry Recognition: Stand out as a certified COSO expert, positioning yourself as a trusted authority in risk management.
Don't miss this exclusive opportunity to become a sought-after COSO ERM expert. Enroll now and unlock your organization's potential for success. In just two days, our user-friendly training will equip you with comprehensive COSO ERM knowledge, empowering you to drive effective risk management practices and achieve remarkable results for your organization.
Notably, the COSO framework serves as the basis for numerous compliance standards, including SOC1, SOC2, Solvency II, and ISO27001. Mastering COSO ERM will undoubtedly empower you to navigate these compliance domains with unparalleled expertise.
CSRD Essentials
€ 395
This clear and practical training will provide you comprehensive insights in the SOC 2 standard. All aspects are discussed in a step-by-step comprehensible approach starting with structure, form, and contents of a SOC 2 report. Get insight in the steps to follow for implementation of the standard. Explore the cybersecurity landscape and experience why the SOC 2 standard is such an excellent standard for cybersecurity attestation. This course is an excellent start to become the cybersecurity and SOC 2 specialist in your organization.
Information Security
€ 295
During this comprehensive course you will explore cyber security from the basics of cyber hygiene to advanced cyber risk control. You will acquire knowledge and develop the necessary skills to smart analyse risks and to make your organisations more resilient against ever-evolving cyber threats. This comprehensible course is for employees and managers to learn the key principles of security risk analysis, risk assessment and mitigation security risks.
Mastering SOC2
€ 695
Become a key player in ensuring the security of your organization. By training in SOC2, you'll make it safeguard sensitive information from your clients like a fortress. From understanding the foundation to customising the SOC2 report according to your business requirements, you'll acquire all the knowledge necessary to excel in this cybersecurity standard.
What is SOC2?
This acronym is more than just letters; it's a safeguard for your customers' data. SOC stands for Service Organization Control. It is a report that serves as an assurance for any cloud service company dealing with sensitive information. It can be used to guarantee clients that the core asset of their business is secure. Learn how to do this and master SOC2 it in 3 steps:
Deep dive into SOC2. Understand the meaning, purpose, and scope. Explore a SOC2 report's structure and essential contents. Get hands-on with a roadmap and expert tips for seamless implementation and upkeep.
Take the lead. Develop and master the skills to manage a SOC2 implementation project from start to finish.
Challenge yourself. Apply your knowledge to your organization's case, guided by real-world scenarios.
NIS2 Essentials Course
€ 895
Become a leader in NIS2 compliance with this cutting-edge NIS2 course. Gain a profound understanding of the NIS2 directive, its principles, and the specific legal requirements for your industry. Our expert-led training will equip you with the skills and strategies needed to navigate the complex landscape of NIS2 compliance while exceeding industry expectations.
Master the NIS2 Directive. Dive deep into the intricacies of the NIS2 directive, ensuring you grasp its core principles and requirements, while understanding how they apply to your organization.
Navigate Legal Frameworks. Gain confidence in navigating the legal frameworks specific to your industry, aligning your compliance efforts with relevant laws and regulations.
Fortify Cyber Resilience. Implement robust security controls and risk management strategies to safeguard critical infrastructure and enhance your organization's cyber resilience.
Achieve Compliance Excellence. Develop a comprehensive compliance framework tailored to your organization's needs, ensuring you surpass regulatory requirements and position yourself as a trusted industry leader.
Industry-Specific Insights: Acquire valuable industry-specific insights and best practices from our seasoned instructors, enabling you to address unique challenges and compliance obligations.
Join our course today and gain the competitive edge in NIS2 compliance. Elevate your organization's cybersecurity posture, foster customer trust, and propel your success in today's rapidly evolving digital landscape. Enroll now to secure your spot and embark on a transformative journey towards NIS2 compliance excellence
SOC2 Essentials
€ 115
Welcome to this clear and practical SOC2 Course, where you'll gain comprehensive insights into the SOC 2 standard. This course covers the most crucial aspects of SOC2 in a step-by-step approach, beginning with an exploration of the structure of the SOC2 standard. You'll also delve into the contents of a SOC 2 report and receive a practical guidance on implementing SOC2 in your organization and understand why SOC2 and not SOC1.
Throughout the course, we'll navigate the cybersecurity landscape, showcasing why the SOC 2 standard stands out as an excellent framework for cybersecurity attestation. By completing this course, you'll be on your way to becoming a SOC 2 specialist within your organization.
Join us on this journey to strengthen your understanding of SOC 2 and its significance in the realm of cybersecurity. Enroll today and equip yourself with valuable knowledge for safeguarding your organization's data and ensuring its compliance with industry-leading security standards.
Mastering ISAE 3402 | SOC1
€ 365
evelop your expertise in SOC 1 | ISAE 3402 through our comprehensive course, offering a deep understanding of its background, fundamental principles, and impact on your organization.
- Effective Project Management: Acquire skills to manage a SOC 1 project from start to finish, planning, executing, and monitoring the implementation for success.
- Comprehensive Knowledge: Develop a deep understanding of ISAE 3402 | SOC1, its purpose, scope, and significance in service organization control reporting.
- Thorough Coverage: Explore all aspects of SOC 1, including its structure, format, the relation with COSO, the contents of a SOC1 report, understanding each component.
- Practical Application: Apply course knowledge to your organization's specific requirements through real-world examples and case studies.
- Roadmap for Implementation: Obtain a comprehensive roadmap to implement ISAE 3402 | SOC1, ensuring a smooth and efficient adoption of the standard.
- Industry Best Practices: Learn from experts, gaining practical tips for successful ISAE 3402 | SOC 1 compliance implementation and maintenance.
Reviews
There are no reviews yet.